Care homes

CQC compliance for care homes

Residential and nursing homes are assessed on the same framework as every other service, but the pressure points are distinctive: the premises, night-time staffing, medicines, nutrition, and restriction of liberty. This is where residential services usually gain or lose ground.

Registration and conditions

  • Register the location, the regulated activities, and the maximum number of people — and never exceed the condition, even temporarily.
  • Keep your statement of purpose aligned with who you actually admit. Admitting people with needs outside your stated scope is one of the fastest routes to a safe-domain finding.
  • Notify CQC of changes to the manager, nominated individual, premises or bed numbers, and apply to vary conditions before, not after, the change.

Safe staffing, day and night

Use a documented dependency tool, re-run it when needs change, and keep the calculation with the rota so the link is visible. Assessors frequently look specifically at nights, weekends and mealtimes.

  • Evidence induction, Care Certificate progress, mandatory training and refresher dates in a live matrix.
  • Supervision at planned intervals, plus competency assessments for medicines, moving and handling and any clinical task.
  • For nursing homes, show how registered nurse cover is maintained and what happens when a nurse shift is unfilled.
  • Track agency use and how continuity and induction are maintained when agency staff are used.

Medicines

  • Ordering, receipt, storage including controlled drugs and fridge temperatures, administration, and disposal — each with a record.
  • Clear protocols for 'when required' medicines, time-critical medicines, and covert administration with a lawful best interests decision.
  • Homely remedies, thickeners, topical creams and body maps, and PEG or enteral routes where relevant.
  • Monthly medicines audit with actions closed, and error reporting that leads to competency review rather than blame.

Nutrition, hydration and health outcomes

  • Nutritional screening and re-screening, weight monitoring, and referral to dietetics or SALT with the advice actually followed in the care plan.
  • IDDSI-consistent modified diets and thickened fluids, with kitchen and care staff working from the same information.
  • Mealtimes observed as social, unhurried and offering real choice.
  • Skin integrity: pressure area risk, repositioning records, equipment settings, and wound care led by clinical advice.
  • Falls: individual risk plans, post-fall protocol, and service-level pattern analysis by time, place and person.

Premises, equipment and infection control

  • Fire risk assessment current, personal emergency evacuation plans for every person, and drills including night scenarios.
  • Legionella, gas, electrical, hoist and bed rail checks in date, with a clear maintenance log.
  • Environment that supports people living with dementia: signage, contrast, lighting, orientation and access to outside space.
  • IPC lead, cleaning schedules, PPE availability, and outbreak plan with reporting routes.

Consent, restriction and dignity

  • Decision-specific capacity assessments with recorded best interests decisions and least restrictive alternatives considered.
  • DoLS applications tracked, expiry dates diarised, conditions met and evidenced, and authorisations notified to CQC.
  • Any restraint or restrictive practice recorded, reviewed and reduced over time.
  • Privacy in practice: knocking, personal care behind closed doors, personalised rooms, and choice over routines.

Governance that stands up to scrutiny

  • An audit calendar covering care plans, medicines, infection control, health and safety, kitchen, records and complaints — with owners and closure dates.
  • A provider-level quality visit or report, so oversight is visible above the registered manager.
  • Resident and relative meetings and surveys, with a published 'you said, we did'.
  • A self-assessment against every quality statement, honestly scored, with a live improvement plan.

Common questions

What regulated activity does a care home register for?

Accommodation for persons who require nursing or personal care. A nursing home also registers for treatment of disease, disorder or injury, because clinical care is delivered by registered nurses on site. Your registration will normally carry conditions naming the location and the maximum number of people you may accommodate.

How does CQC judge staffing levels in a care home?

There is no national ratio. Regulation 18 requires sufficient numbers of suitably qualified, competent, skilled and experienced staff. CQC expects a dependency assessment that you can show, rotas that match it including nights and weekends, and evidence from people and staff that care is not rushed and call bells are answered promptly.

What do CQC check about deprivation of liberty in care homes?

Whether restrictions are identified honestly, whether a DoLS authorisation has been applied for and its conditions are being met, whether capacity assessments are decision-specific and recorded, and whether less restrictive options were considered. Unauthorised restriction is a Regulation 13 concern, and any DoLS authorisation is also a notifiable event.

Ask your own compliance question

Your CQC & Regulatory Assistant answers questions like these for your service, with the requirement, what CQC expects, the actions to take and the evidence to keep. Free for 7 days.

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